JWG’s RegTech Capital Markets: Getting to Board Level

7 June 2019


08:00 – 08:55 Registration and Networking

08:55 – 09:10 Opening remarks: The boards’ RegTech view (PJ Di Giammarino, CEO JWG)

09:10 – 09:50 Panel: The impact of a quantitative regulator (FCA, BoE, CFTC, ESMA, ECB)

  • A new approach to regulatory oversight
  • What has the public sector learnt from collaboration with the industry thus far
  • Vision and priorities for 2019

09:50 – 10:30 Panel: RegTech 2020: Getting the boards’ priorities right

  • The impact of resetting the bar for compliance across the enterprise
  • Coping with the pace and volume of change via RegSTP
  • Looking ahead at upcoming regulation, where are the big changes, what are the threats and opportunities for new RegTech projects

10:30 – 11:00 Networking and coffee

11:00 – 11:50 Panel: The post MiFID RegTech trading data war

  • Consequences, costs and transparency / customer protection remediation priorities
  • The industry’s response to shifts in UK, EU and US rules
  • How budgets will shift to fund Libor exit (Lexit)

11:50 – 12:30 Panel: AML/KYC – the future RegTech data infrastructure

  • Cross boarder RegTech experimentation with DLT and homomorphic encryption
  • The future of identifiers and common reference data
  • The 1/20 demands of AMLD V on firms to police public sector ownership registries

12:30 – 13:30 Lunch

13:30 – 14:10 Panel: Retooling strategies for crumbling reporting infrastructures

  • Moving beyond the legacy drag of batch-driven centralised reporting to DLT
  • Tokenising common rule interpretation via the block chain
  • The promise of collaboration, standards and common reference data

14:10 – 15:00 Panel: AI, ML and NLP in Trade surveillance

  • Best practices for coping with MAR and Dodd Frank
  • Machine learning, behavioural analytics, biometrics and NLP success stories
  • The art of the possible in reducing false positives

15:00 – 15:30 Networking and coffee

15:30 – 17:00 Solving for …10 minute spotlight of ‘RegTech in action’ by theme:

  • Surveillance
  • Reporting
  • Risk and controls
  • RegSTP

17:00 Closing remarks (PJ Di Giammarino, CEO JWG)

17:15 Drinks and Networking