JWG’s RegTech Capital Markets Conference – 7 March 2018

Agenda

08:55 – 09:10 Opening remarks: A Helicopter view of RegTech (PJ Di Giammarino, CEO JWG)

09:10 – 09:50 Panel: Lessons learnt from RegTech regulators

  • What is the priority for the year ahead, semantics, reporting, data infrastructure, KYC
  • What has the public sector learnt from collaboration with the industry thus far
  • Vision and priorities for 2019

 

09:50 – 10:30 Panel: RegTech 2018: Getting the race right

  • What is the priority for the year ahead, semantics, trading, risk, KYC
  • Coping with the pace and volume of change
  • Looking ahead at upcoming regulation, where are the big changes, what are the threats and opportunities for new RegTech projects

 

10:30 – 11:00 Networking and coffee

11:00 – 11:50 Panel: RegTech and trading in 2018-19

  • MiFID II lessons learned and remediation priorities
  • The industry’s response to shifts in UK, EU and US rules
  • How budgets will shift to fund additional and change

 

11:50 – 12:30 Panel: The future of data and technology standards for RegTech

  • Lessons learnt from extending standards to include smart contracts
  • AI, the need to track more things and the future of identifiers
  • Linking reports via a standard dictionary

 

12:30 – 13:30 Lunch

13:30 – 14:10 Panel: The future of rule books and policy controls

  • Automating access to the rule book
  • The truth behind semantic interpretation
  • The promise of linking controls to policies

 

14:10 – 15:00 Panel: The future of Regulatory Data Exchange

  • Transaction and trade reporting status post MiFID II, EMIR and REMIT, strategic priorities
  • The robo rulebook, meaningful identifiers and data quality
  • The successes and limitations of regulatory sandboxes and sprints

 

15:00 – 15:30 Networking and coffee

15:30 – 16:15 Debates (x3)

  1. The global landscape 2019 T&TR reporting
  2. Proving best execution – 2019 trading and computational integrity
  3. Trade surveillance – the changing technical landscape

 

16:15 – 17:00 Q&As (x3)

  1. KYC/AML – the future of ‘compliant’ AML technology
  2. Achieving effective compliance controls – linking policies to rules
  3. Digital filtering of regulatory obligations

 

17:00 Closing remarks (PJ Di Giammarino, CEO at JWG)