JWG’s RegTech Capital Markets: Getting to Board Level

7th June 2019

Agenda

08:00 – 08:55Registration and Networking

08:55 – 09:10 : Opening remarks: The boards’ RegTech view

  • PJ Di Giammarino, CEO JWG

   09:10 – 09:50 Panel : The impact of a digital regulator 

  • A new approach to regulatory oversight
  • What has the public sector learnt from collaboration with the industry thus far
  • Vision and priorities for 2019

 

Speakers :

  • Nick Cook, Director Of Innovation at Financial Conduct Authority
  • Christian Denk, Head of Banking Supervision Law and International Banking Supervision, Deutsche Bundesbank
  • Peter Thomas, Senior Manager, Bank of England

09:50 – 10:30 Panel : RegTech 2020: Getting the boards’ priorities right

  • The impact of resetting the bar for compliance across the enterprise
  • Coping with the pace and volume of change via RegSTP
  • Looking ahead at upcoming regulation, where are the big changes, what are the threats and opportunities for new RegTech projects

 

Speakers :

  • Alan Blanchard, Business Development, Apiax
  • Rachel Sacco, Director, BMO Capital Markets (invited)
  • Helen McCarthy, Vice President, CCO FX Connect MTF and Currenex MTF, State Street Global Markets
  • Stephan Niermann,Managing Director, Former Chief Compliance Officer JP Morgan AG
  • Giles Nelson, Chief Technology Officer, Financial Services at MarkLogic

10:30 – 11:00 : Networking and coffee

11:00 – 11:50 Panel : The post MiFID RegTech trading data war

  • Consequences, costs and transparency / customer protection remediation priorities
  • The industry’s response to shifts in UK, EU and US rules
  • How budgets will shift to fund additional changes

 

Speakers :

  • Julia Kolbe, Director Regulatory Affairs at Deutsche Bank
  • David Berry, Market Data Global Sourcing, IPUG COSSIOM FISD Exec Committee
  • Mike Duffy, Managing Director, Markets UK, Santander (invited)

11:50 – 12:30 : Panel :  AML/KYC – the future RegTech data infrastructure

  • Cross boarder RegTech experimentation with DLT and homomorphic encryption
  • The future of identifiers and common reference data
  • The 1/20 demands of AMLD V on firms to police public sector ownership registries

 

Speakers :

  • Anna de Winton, RegTech Consulting at BNP (Invited)

12:30 – 13:30 : Lunch

13:30 – 14:10 Panel : Retooling strategies for crumbling reporting infrastructures

  • Moving beyond the legacy drag of batch-driven centralised reporting to DLT
  • Tokenising common rule interpretation via the block chain
  • The promise of collaboration, standards and common reference data

 

Speakers :

  • Donna Holt, Chief Operating Officer Regulatory Strategy & Business, Credit Suisse

14:10 – 15:00 Panel : AI, ML and NLP in Trade surveillance

  • Best practices for coping with MAR and Dodd Frank
  • Machine learning, behavioural analytics, biometrics and NLP success stories
  • The art of the possible in reducing false positives

 

Speakers :

  • Derek Fiore, Director-Compliance Officer – BlackRock
  • Lee GarfGeneral Manager, Chief Product Officer, Product Executive – NICE Actimize
  • Alasdair Amos, Head of Surveillance, Europe at Royal Bank of Canada (Invited)

15:00 – 15:30 : Networking and coffee

15:30 – 17:00 : Solving for …10 minute spotlight of ‘RegTech in action’ by theme:

  • Surveillance
  • Reporting
  • AML/KYC
  • Risk and controls
  • RegSTP

17:00 - 17:15 :  Closing remarks

17:15 : Drinks and Networking