JWG’s RegTech Capital Markets Conference – 7 February

Our Sponsors

Bureau van Dijk is a leading provider of detailed, reliable information for third-party due diligence. When you need to understand the companies in your ecosystem, you’ll benefit from a certain approach. With comprehensive global coverage, the richest source of beneficial ownership data available, plus information on PEPs and sanctions, we are the resource for compliance and onboarding checks.

Orbis is the world’s most powerful comparable data resource on private companies. It contains information on around 360 million companies; including directors, company structures, beneficial owners, PEPs and sanctions and adverse news. Orbis feeds into Compliance Catalyst – a platform that turns risk assessment into a series of simple steps

Brooklyn Vendor Assurance (Brooklyn VA) is the next generation cloud software platform, purpose built for financial services to manage third party supply chains for performance, risk and regulatory compliance at scale.

Brooklyn VA uniquely digitises your Risk Management and Vendor Management frameworks, and Outsourced Regulatory obligations into a set of integrated role-based processes, activities and workflows to automate and streamline the work of first line business teams in a single, easy to use platform.

This new approach radically reduces the time, cost and complexity of:

· Mapping and integrating regulatory requirements into operational governance processes.

· Measuring and driving adoption across the business.

· Achieving and ensuring on-going compliance with clear auditability of the actions taken to mitigate risk.

With Brooklyn VA comes real-time visibility to continually improve vendor performance, cost reductions and innovation at scale.

Join us at our stand to learn more and see live demonstrations based on customer use cases from leading tier 1 banks.

Cappitech is a leading provider of regulatory reporting, best execution analysis and business intelligence solutions for the financial services industry. Cappitech’s cross-jurisdiction compliance platform, fully automates the reporting process and provides a comprehensive view on a single, intuitive dashboard. Offering next-generation analytics, Cappitech is revolutionising the way financial services firms meet their compliance obligations by offering actionable insights that drive sales and improve execution quality derived from compliance data. For more information, please visit https://www.cappitech.com

At Cloudera, we believe that data can make what is impossible today, possible tomorrow. We empower people to transform complex data into clear and actionable insights. Cloudera delivers an enterprise data cloud for any data, anywhere, from the Edge to AI. Powered by the relentless innovation of the open source community, Cloudera advances digital transformation for the world’s largest enterprises.

Cygnetise enables organisations to easily manage their signatory lists and bank mandates, whilst decreasing the risk of signatory fraud. Using Distributed Ledger Technology (DLT), the data is validated on a permissioned blockchain where the user has full control of their own data. In addition, all amendments are recorded providing an immutable audit trail which shows what was changed and by whom, increasing the security of your data. Cygnetise can be used to manage: authorised signatory lists, bank mandates, sensitive document sharing, director lists, authorised trader lists (MiFid II), and shareholder lists

EY is a leader in shaping the financial services industry

We are a global leader in assurance, tax, transaction and advisory services. Over 30,000 of our people are dedicated to financial services, serving the banking and capital markets, insurance, and wealth and asset management sectors. At EY Financial Services, we share a single focus — to build a better financial services industry, not just for now, but for the future. Together let’s build a better working world.

From End User Services to Infrastructure, Cloud, Artificial Intelligence and Security, Fujitsu offers Regulators and Financial Services a complete range of world class digital solutions and change services. As a responsible business with a 5* rating in Business in the Community’s Corporate Responsibility Index, we are proud to work alongside our charity partner Autistica. For more information visit  fujitsu.com/uk/financial-services/.

With offices in Dublin, London and New York, Governor Software Ltd supports senior risk and compliance executives at financial institutions, maintain governance and oversight, through clear visualisation of their regulatory obligations and risk appetite.

Founded in 2015 by CEO Richard Pike, the Governor Software team have first-hand experience of the production and oversight of governance information within financial institutions. Empowered with this unique knowledge, Governor Software have taken a fresh approach to addressing these challenges; using visualisation technology to efficiently tackle the issues associated with governance and oversight in their entirety.

Governor Software believe the opportunity for compliance and risk professionals to make governance and oversight a more robust and effective process is significant. Do visit us at www.governorsoftware.com or follow-us on Linked-in.

Kaizen Reporting provides industry leading data testing services that help financial institutions comply with their regulatory reporting obligations. Kaizen’s award-winning ReportShield™ quality assurance service gives firms confidence in the quality, accuracy, completeness, and transparency of their reporting. Combining detailed regulatory knowledge with data science, ReportShield™ safeguards against regulatory risk and reduces the burden on management, delivering independent quality assurance that addresses the ever-growing challenges presented by regulation. To find out more please visit our website or LinkedIn community.

NICE Actimize is the largest and broadest provider of financial crime, risk and compliance solutions for regional and global financial institutions, as well as government regulators. NICE Actimize applies innovative technology to protect institutions and safeguard consumers and investors assets by identifying financial crime, preventing fraud and providing regulatory compliance

Passcon is a leading consulting firm supporting financial institutions to meet regulatory requirements regarding Anti-Financial-Crime (AFC). We provide an AFC-One-Stop-Shop and offer strategy, operations and IT solutions from a single source. We are able to run and optimize entire AFC organization, enabling our clients to reduce costs by 50% and avoid regulatory fines

Redland, an Ideagen PLC company, is a RegTech business that has established itself as the ‘go-to’ provider of regulatory compliance software solutions. Its Senior Managers & Certification Regime (SM&CR) solution leads the way and is trusted by some of the biggest names in financial services, including banks, wealth management firms, investment management firms and insurance companies. Redland’s clients, and senior managers within these firms, rely on its solutions to protect them against regulatory non-compliance, personal fines and reputational damage. www.redland-solutions.co.uk

RegDelta gives your enterprise the power to reassemble and configure your obligations into a single version of the business truth. Unlike any other data provider, we quickly crack, load and enrich every document with a deep, proprietary model for FS obligations

Visit https://jwg-it.eu/regdelta for more information.

The RegTech Council is a global not-for-profit public / private forum focused on changing the way FS regulations are developed, implemented and monitored. RTC members will set the agenda, reduce the operational risk of compliance and achieve commercially viable results in a better, faster, safer and lower-cost manner through a unique, global network of experienced professionals who create value in a fast moving and complex FS marketplace.

Firms will realise value through guiding the outcomes to enable a reduction in compliance cost, time and risk by:

–Mutualising interpretation and testing frameworks at a fraction of the cost each firm currently spends

–Sharing open-source, technology agnostic and freely licensable interpretation (i.e., scenarios, reporting logic)

–Being ahead of the curve and shaping quality expectations with the regulators

We are securing commitment now which will allow the election of governors accountable for the direction, oversight and financial management of the council including the oversight of the first 2-3 projects for 2020 which could include:

–KYC registry information management (e.g., AMLDV beneficial ownership, trusts, bank accounts)

–OTC Reporting (i.e., EMIR Refit, new global reporting framework updates)

–Rule book digitization and global update priorities (e.g., rule change framework/ inventory)

Investment Manager Services supplies investment organisations of all types with advanced operating infrastructure they must have to evolve and compete in a landscape of escalating business challenges. SEI’s award-winning global operating platform provides investment managers and asset owners with customised and integrated capabilities across a wide range of investment vehicles, strategies and jurisdictions. Our services enable users to gain scale and efficiency, keep pace with marketplace demands, and run their businesses more strategically. SEI partners with more than 550 traditional and alternative asset managers, as well as sovereign wealth managers and family offices, representing over $24.5 trillion in assets, including 45 of the top 100 asset managers worldwide. For more information, visit seic.com/imservices.

Sparq is an ING initative. Sparq is the first customer-driven, end to end regtech platform that empowers organization to comply with the increasing regulatory pressure. It does so by continuously combing the most promising initiatives in the market into a single solution.
The SPARQ platform exists out of modular resources. This means SPARQ always has the latest features because the resources are easily replaced. Another advantage from the modular structure is that for each company, specific data and features can be added so the software will fit your organization and no internal changes need to be made.

VoxSmart is the global leader in surveillance and mobile capture technology for global financial markets participants. With over 50 clients spanning the Globe, our unique suite of products allows our customers to communicate, trade and work in a compliant manner to effectively mitigate financial risk and achieve competitive advantage in heavily regulated markets. We pride ourselves in offering the only “one stop shop” product for clients to capture, ingest and analyse all forms of trade communication, from voice, eComns, right through to WhatsApp. Visit: voxsmart.com