JWG’s RegTech Capital Markets: Getting to Board Level
7th June 2019
Agenda
08:00 – 08:55: Registration and Networking
08:55 – 09:10: Opening remarks: The boards’ RegTech view
- PJ Di Giammarino, CEO JWG
09:10 – 09:50 Panel: The impact of a digital regulator
- A new approach to regulatory oversight
- What has the public sector learnt from collaboration with the industry thus far
- Vision and priorities for 2019
Speakers :
- Nick Cook, Director Of Innovation at Financial Conduct Authority
- Christian Denk, Head of Banking Supervision Law and International Banking Supervision, Deutsche Bundesbank
- Peter Thomas, Senior Manager, PRA Data Innovation
09:50 – 10:30 Panel: RegTech 2020: Getting the boards’ priorities right
- The impact of resetting the bar for compliance across the enterprise
- Coping with the pace and volume of change via RegSTP
- Looking ahead at upcoming regulation, where are the big changes, what are the threats and opportunities for new RegTech projects
Speakers :
- Alan Blanchard, Business Development, Apiax
- John Neasham, Director Chief Data and Innovation Office, Deutsche Bank
- Andrew Bayley, Director - Data and Reporting, ISDA
- Helen McCarthy, Vice President, CCO FX Connect MTF and Currenex MTF, State Street Global Markets
10:30 – 11:00: Networking and coffee
11:00 – 11:50 Panel: The post MiFID RegTech trading data war
- The costs and quality of pre and post trade transparency data
- Making sense of market reference data and the consolidated tape
- Setting RegTech strategies now for MiFID III and US changes
Speakers :
- Martin Gould, Director - Regulatory Reform Implementation at Citi
- Julia Kolbe, Director Regulatory Affairs at Deutsche Bank
- Stéphane Malrait, Managing Director and Global Head of E-Commerce for Financial Markets – ING Bank
- David Berry, Electronic Execution Services Global Sourcing, IPUG COSSIOM Exec Committee
- Michael Duffy, Managing Director, C&IB, Santander
11:50 – 12:30: Panel: AML/KYC – the future RegTech infrastructure
- Distributed analytics for transaction monitoring leveraging privacy enhancing technologies (PETs)
- Identifying real-time financial crime networks via unstructured data and SARs
- Sharing KYC data cross market participants (Zero Knowledge Proofs)
- AMLDV's 2020 demand for beneficial ownership data 'feedback loops' to central registries
- Linking a single version of the business truth for AML/KYC policy to controls and evidence
Speakers :
- Anna de Winton, Senior Manager , Reg Tech Consulting BNP
- Samantha J Sheen , Managing Director at Ex Ante Advisory Limited
- Eric Wu, Financial Crime Tech, Revolut
- Edgar Lopez-Rojas, Fraud Analytics Expert, Simudyne
12:30 – 13:30 : Lunch
13:30 – 14:10 Panel: Retooling strategies for regulatory reporting infrastructures
- Assessing the effectiveness of current reporting infrastructures post Q1 FCA fines
- Data quality assurance for MiFID II, EMIR Refit and SFTR’ s third party matching providers (TPMPs)
- The promise of collaboration, standards and common reference data via Digital Regulatory Reporting
Speakers :
- Donna Holt, Chief Operating Officer Regulatory Strategy & Business, Credit Suisse
- Richa Khadelwal, Executive Director, Regulatory Operations, Goldman Sachs
- Andrew Rourke, Head of Delivery and Optimisation, Trade Data Quality and Reporting, HSBC Global Banking and Markets
- Karthik Rajaraman, Product Owner - Post Trade, Lloyds Banking Group
- Giles Nelson, Chief Technology Officer, Financial Services, MarkLogic
14:10 – 15:00 Panel: AI, ML and NLP in Trade, Voice and eComms surveillance
- Best practices for coping with trading regulation like MAR and Dodd Frank and Culture and Conduct regulation
- Machine learning, behavioural analytics, voice, biometrics and NLP success stories
- The art of the possible in reducing false positives and getting to integrated surveillance
Speakers :
- Derek Fiore, Director-Compliance Officer – BlackRock
- Paul Taylor, Senior Director – Digital Reasoning
- Lee Garf, General Manager, Chief Product Officer, Product Executive – NICE Actimize
- Paul Clulow-Phillips, Managing Director – Co-Global Head of MARK Compliance, Global Head of Capital Markets Surveillance at Societe Generale C&IB
15:00 – 15:30: Networking and coffee
15:30 – 16:15: Solving for …10 minute spotlight of ‘RegTech in action’ by theme:
- Advanced Fraud Analytics with Cloudera and Simudyne, Justin Lyon, CEO and Founder, Simudyne
- Sanction screening and Due diligence using Virtusa's Open Innovation Platform (OIP), Kumar Raju Kosuru, AD, Capital Markets, Virtusa
- Solving for Compliance & Reporting using Agile Visualization Tony Higgins, CTO, Blueprint Software
16:15 - 16:25: RegTech Council evolution
- Recap of the past 2 years of the collaborative non profit
Speakers :
- PJ Di Giammarino, Chair, The RegTech Council
16:25 - 17:00: What’s next for the RegTech Council?
- State of the RegTech market – are we at an inflection point
- Key lessons learnt and plans for evolution
- Desired outcomes from18 June RegTech Council Plenary number 9
Speakers :
- William Graham, Director, Technology & Operations - BlackRock
- Adriana Ennab, Director | Public Policy – Credit Suisse
- Ian Hollowbread, Director | CAO Enterprise Office – ING
- Mukund Umalkar, Director Innovation (London Lab) - Commonwealth Bank
17:00 - 17:15: Closing remarks
17:15 : Drinks and Networking