2025 Agenda
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This event produces strategic conversations on how financial institutions can execute successful RegTech collaboration that leverages standard industry tools.
2025 Objective
Billions will be spent as ‘how’ operations are conducted is pulled into scope for all FS actors. In this conference, regulators, financial institutions and their suppliers will articulate the key challenges of deploying new AI-driven solutions to regulatory demands via better, faster, cheaper and safer RegTech.
2025 Panels
RegTech 9 is covering real opportunities for collaboration, standards, mutualisation that are ‘here now’. Come help shape the agenda!
Target Audience
TradFi and Digtal asset firms: Front office; Middle office risk, legal and compliance, regulatory SMEs: heads of regulatory change;
Back office: technology, data; Executive decision-makers: CDOs, CIOs, CAOs, COOs
Policy makers and regulators: Market policy, Financial Crime, Data privacy, Regulatory reporting .
2025 agenda
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About the session
As we look ahead to 2026, RegTech is entering a new era — one powered by AI and driven by the urgent need for smarter, faster, and more resilient approaches to compliance. The rise of Large Language Models (LLMs) and intelligent automation is opening new pathways for implementing regulatory reforms not just more efficiently — but more effectively and safely.
PJ Di Giammarino, Founder and CEO of RegRisk Legal Solutions, will offer a global perspective on where the RegTech opportunity stands today. What’s working? What’s missing? And what could be dramatically improved if we fully embrace the potential of AI, standards, and strategic collaboration?
Regulatory Challenges
- Trading: Transparency, Digital Assets, Market data, algo testing
- Conduct risk: Consumer duty/ ESG; AML/CFT/Sanctions; Market abuse; Comms surveillance; accountability
- Risk and data collection: Basel III/ IV, FRTB, ESG; 2028/9 EU/US data dictionaries and reporting rewrites
- Technology risk management: Op Res, AI, Cyber, TPRM
- Compliance: Horizon scanning, ECB SREP
About the session
As regulatory scrutiny intensifies, this panel will unpack expectations emerging from new assessment frameworks such as the ECB’s updated SREP, BCBS 239, and evolving data strategies across the US, EU, and UK.
Experts will explore the growing impact of regulatory returns on capital buffer assessments—and what that means for data infrastructure, operational design, and Digital Regulatory Reporting (DRR) strategies.
With the horizon already set on initiatives like MiFID II.5, IReF, and BIRD, this session will offer forward-looking insights into how firms can build adaptable, high-quality data ecosystems that not only meet today’s regulatory demands but are also future-proofed for the evolving compliance landscape.
Regulatory Challenges
- EU data act overview here regulation here
- Bank of Italy – Connecting the dots of the international debate on the standardization and granularity of regulatory data here
- ECB Integrated Reporting Framework here
- UK TDC data standards recommendations and BoE response here
- BCBS Progress in adopting 239 here
- EC common dictionary paper and conference here
- ESMA / US FDTA 5 year data plan here
- BIRD Logical Data Model release 6.1
- Data Point Model 2.0 (ISO 5116 ) here
- UK Transforming Data Collection here
- Basel 3.1 capital standards and Basel IV
- BoE CP16/22 here
- EBA 430C: feasibility report on the integrated reporting system here
- BoE CP4/23 Strong and Simple here PRA mansion house speech here
- IMF working paper on challenges faced by supervisors
New RegTech/SupTech drivers
- Analysis: Will UK’s dirty windows crew get the right support? here
- Analysis: EU and US data strategies here
- Basel IV data modernization here
- Dear CEO regulatory reporting
- BaFin/ Bundesbank ‘reporting system for the future’ here
- Industry protocols for interpreting requirements (DRR)
- Common domain models to digitize the trade lifecycle (CDM here)
About the session
As the industry prepares for MiFID II.5’s 2026 transaction reporting go-live, this panel takes a forward-looking view on how hard-won lessons from new trade reporting regimes can be transformed into strategic advantage.
With Digital Regulatory Reporting (DRR) gaining momentum, panelists will explore how standards – such as the Common Domain Model (CDM) – enable firms to overcome long-standing challenges, including fragmented UK/EU requirements and legacy infrastructure.
Rather than seeing the 60+ new transaction reporting fields as a compliance burden, this session will reframe them as a catalyst for shifting from reactive remediation to proactive assurance. Can DRR unlock more accurate, consistent, and future-resilient transaction reporting?
Regulatory Challenges
- EU Machine-readable and executable reporting Q4 Workshop
- ESMA ‘core market data & the quality mandate’ MiFIR here
- Central repositories (EU SAP, NCS) FCA DP23/2
- EU Parliament back better access to market data here
- FCA wholesale trade data – Findings Report here
- EU/UK Consolidated Tape tender here
- Public/private collaboration, Open-source code Finos here
- Bank of England transforming data collection from the UK financial sector RegCast here and paper here
- European Commission supervisory data strategy here
- EU agenda to reduce reporting requirements by 25%
New RegTech/SupTech drivers
- Will UK’s dirty windows crew get the right support? here
- EMIR unplugged here
- New reporting expectations here
- Analysis of EU/US 5-year data plans here
- Derivatives analysis here
- DRR 2023 research here
- Regulatory Reporting task force here
- Thomson Reuters: Digital regulatory reporting efforts reach milestone with successful CFTC swaps reporting launch in Europe here
- RegCast: DRR music ups tempo here
- Analysis: EC pushes ahead with DRR; UK ambitions narrow here
About the session
The question isn’t whether digital assets will transform finance – but whether we can secure and scale DeFi for a regulated, institutional world.
This panel explores how financial institutions are navigating the operational challenges of digital asset integration, from fragmented global regulation and legacy infrastructure to heightened cyber risk. With frameworks like DORA raising the bar for operational resilience, and standards such as the Common Domain Model (CDM), LEI, and DTI laying the groundwork for interoperability, the road ahead requires more than innovation – it requires control, compliance, and robust operational design.
Panelists will explore how RegTech, tokenisation, and secure integration strategies are transforming risk management, compliance, and settlement in a world where DeFi meets TradFi.
About the session
As we look ahead to 2026, the pressure is mounting on financial institutions to redefine how they monitor, manage, and prove holistic AML and Surveillance conduct controls.
With enforcement actions escalating this panel will explore how firms are preparing for a new era of oversight, where communications surveillance must span dynamic work environments, encrypted messaging platforms, and increasingly sophisticated trade behaviors. Panellists will unpack how standardised business events, integrated risk models, and AI-powered surveillance can help detect misconduct across fragmented data and communication channels — without compromising AML, privacy or ethical standards.
From real-time detection to proactive prevention, and from regulatory readiness to reputational resilience, this session will navigate the path for “effective AML and market abuse surveillance” in a digitally complex, AI-regulated world — and are firms ready to meet that benchmark?
Regulatory Challenges
- FCA Market watch 76 – flying and printing here
- Dear CEO letter for principal trading firms – Algo trading here
- FCA 05/22 Market Watch 69 – Observations on market abuse surveillance here
- SEC $80m hacking and trading scheme fine here
- Electronic communications surveillance fines summarised here
- FCA £13.6m fine of Citigroup for failed trade surveillance requirements here
- Economic Crime (Transparency and Enforcement) Act 2022 here
- Conduct, culture, AI and data policy
New RegTech/SupTech drivers
- Q323 analysis – Regulatory Surveillance: Which camp are you in? here
- Q323 analysis – RegTech Surveillance: breaking silos with digital models here
- Q223 Analysis – Defining ‘Good Communications surveillance’ here
- TR analysis – FCA seeks tech boost for market surveillance here
- analysis – Getting in Front of New 2023 Surveillance AI Controls here
- analysis – Market Watch 69 & Surveillance RegTech here
About the session
The EU and UK’s move to T+1 settlement by October 2027 could be a defining moment for RegTech. To meet the compressed timelines and operational demands, firms must move beyond manual, human-dependent processes – lessons already learned through the costly U.S. transition. The road ahead requires automation, interoperability, and intelligent tooling at scale.
RegTech can rise to the challenge through a powerful combination of AI-driven automation and industry-wide data standards – including the Common Domain Model (CDM). From trade allocation and confirmation to SSI management and settlement matching, panelists will examine how intelligent solutions can ensure compliance at pace.
Is this the moment for standards to shine —and for RegTech to redefine the future of post-trade?
New RegTech/SupTech drivers
- FIX allocations, confirmation and settlement instructions here
About the session
With DORA and its global counterparts setting a new operational resilience standard, the financial sector is under mounting pressure to fortify every layer of its digital ecosystem – including an estimated 40,000 suppliers. The challenge isn’t just scale – it’s achieving clarity, coordination, and control across a sprawling, complex environment. Enter agentic AI.
This panel explores how financial institutions are turning to next-gen AI technologies to make the impossible, possible. From mapping regulatory obligations to streamlining policy reviews and identifying supply chain risks, AI is pushing compliance from reactive to proactive, from fragmented to unified.
As the regulatory spotlight shifts toward AI governance itself, panelists will examine how firms secure the “seaworthiness” of the financial sector amid accelerating digital risk?
Regulatory Challenges
- NIST Guidelines for API Protection for Cloud-Native Systems here
ECB Guide on outsourcing cloud services to cloud service providers here - FIRE (Format for Incident Reporting Exchange): Final format here
- BoJ use of cloud in FS survey results here UK Containerization guidance here, BIS managing cloud risk here
- EC Digital Operational Resilience 01/24 standards hearing here rules here ESA DORA technical advice here
- UK ICO Generative AI data protection and GenAI here and HMG framework here
- Netherlands AI masterplan here
- Singapore model AI governance framework for generative AI here
- FSI Insights on policy implementation No 53; Managing cloud risk
- US AI 012/24 fact sheet here strategic plan here and Whitehouse blueprint for AI bill of rights here
- EU Cyber resilience act here cybersecurity certification MRA here and background here
- APRA operational risk management – CPS 230 here PRA PS6/21 OpRes here
- HMT Critical third parties here PRA DP3/22 CTP here / PRA SS2/21 Outsourcing and TPRM here
- US Interagency Guidance on Third-Party Relationships: Risk Management here
- EU Artificial Intelligence Act leaked copies here and here original texts here and here
- UK National AI action plan here ICO guidance on AI and data here
- EU deforestation regulation here
- EU Corporate sustainability due diligence (CSDDD) here
New RegTech/SupTech drivers
- GFMA White Paper on Public Cloud Portability here
- Legal assessment of draft EU AI act text here
- Analysis: Decoding DORA standards: what it means here
- Analysis: Accountability for GenAI here
- Forbes: New Financial Services Regs Will Require Comprehensive Action By Boards here
- Research report ‘Managing Digital Infrastructure Risk: a collaborative path to financial services safety’ here
- Analysis – the dawn of compliance FS infrastructure here
- EBA prudential disclosures on ESG risk here
- EBA Casper Platform here
- RegCast – digital supply chain transparency here
About the session
As 2026 approaches, the RegTech landscape is undergoing a fundamental reset. With MiCA, T+1 settlement, DORA, MiFID II.5, and AI-specific regulations redefining compliance expectations, firms must shift from traditional readiness models to compliance by design—powered by intelligent, adaptive systems.
This closing panel will bring together industry leaders to identify the strategic priorities driving RegTech through 2026. What role will AI play in automating surveillance, gap detection, and regulatory change management? How can financial institutions align operational resilience, intelligent tooling, and supply chain oversight across global jurisdictions?
Framed by a spirit of collaboration between regulators, financial institutions, and technology providers, this session will distill the day’s key insights into a unified outlook – and deliver a blueprint for embracing the next era of digital compliance, where agility, intelligence, and trust converge.
Regulatory Challenges
- UK digital regulation here
- EU Parliament AI and digital tools in workplace management and evaluation here
- WEF Regulatory technology for the 21st century here
- HKMA regulatory technology in AML here
- IOSCO innovation facilitators here
- BIS big techs vs banks here
- UK-Japan financial regulatory forum here
- EBA benefits, challenges and risks of RegTech in the EU here
New RegTech/SupTech drivers
- RegCast Season 4 episode 1: Regcast Radar 2024 here
- Analysis: Accountability for GenAI here
- Analysis: RegTech for clean controls here
- Analysis – The rise of digitally native compliance here
- Golden-source libraries of regulatory obligations (RegDelta)
- RegCast: Digitizing Compliance’s many dashboards here
- RegCast: TegTech from Horizon to controls here
- RegCast: Digital Compliance here
