Session Details
RegTech Year 9 Welcome: Mastering AI RegTech

Start: at 08:45

Presenting Speakers

About the Session

As we look ahead to 2026, RegTech is entering a new era — one powered by AI and driven by the urgent need for smarter, faster, and more resilient approaches to compliance. The rise of Large Language Models (LLMs) and intelligent automation is opening new pathways for implementing regulatory reforms not just more efficiently — but more effectively and safely.

PJ Di Giammarino, Founder and CEO of RegRisk Legal Solutions, will offer a global perspective on where the RegTech opportunity stands today. What’s working? What’s missing? And what could be dramatically improved if we fully embrace the potential of AI, standards, and strategic collaboration?

Regulatory Challenges
  • Trading: Transparency, Digital Assets, Market data, algo testing
  • Conduct risk: Consumer duty/ ESG; AML/CFT/Sanctions; Market abuse; Comms surveillance; accountability
  • Risk and data collection: Basel III/ IV, FRTB, ESG; 2028/9 EU/US data dictionaries and reporting rewrites
  • Technology risk management: Op Res, AI, Cyber, TPRM
  • Compliance: Horizon scanning,  ECB SREP
New RegTech/SupTech drivers
  • US Fed: AI, Fintechs, and Banks here
  • HKMA: Financial Services in the Era of Generative AI here
  • BIS Artificial Intelligence Supervisory Enhancer (AISE) here
  • BoE: AI in the financial system here