Presenting Speakers
PJ Di GiammarinoCEO
Brian YeohHead of Data Governance and Strategy, Financial Technology & Innovation
Christopher Kiew-SmithGlobal Head of Digital Assets and Emerging Technology, Financial Crimes
Dr. Tim A. Kreutzmann, LL.M.Vice President Legal
Tim MaloneyHead of Settlement and FMI Innovation, Securities and Markets Team
Nicole SandlerHead of Digital Policy
About the Session
Regulatory frameworks are being adjusted to accommodate digital assets as the tide has gone out and taken with it $2 trillion. Legal certainty, standards and an interoperable infrastructure is required to access these markets. How does RegTech help align digital interests with regulated firms, their shareholders, customers, and regulators?
Regulatory Challenges
- FSM Bill here
- FCA FMI sandbox proposals here
- US Order on digital assets here
- EU ParliamentDLT pilot
- ISOCO De Fi report
- FCA notice to regulated firms with cryptoassets
- BoE crypto and De Fi
- PRA dear CEO letter on cryptoassets
- BIS DeFi research here
- CSSF DLT paper
- Tokenized fund law (DE) here
- Digital fund services (DE) / E-securities act (DE bonds, funds)
New RegTech/SupTech drivers
- JWG analysis: RegTech, key to stablecoin stability here
- JWG analysis: Regulating digital-assets: after the tide goes out here
- JWG analysis: US order
- JWG analysis – DeFi and the AML car here
- JWG analysis – Digital Asset RegTech: challenges and next steps here
- ISSA Working Group on Distributed Ledger Technology (DLT) and Crypto Assets global ledger interoperability here
- JWG analysis – The rise of digitally native compliance here
- BOE Cryptoassets and decentralised finance here
- RegCast: FinCrime RegTech at the crossroads here
- RegCast: Approaching the CBDC border here
- RegCast: Managing Digital Asset risk here