2024 Agenda
For speaking opportunities or registration please contact Corrina.Stokes@jwg-it.eu
This event produces strategic conversations on how financial institutions can execute successful RegTech collaboration that leverages standard industry tools.
2024 Objective
Billions will be spent as ‘how’ operations are conducted is pulled into scope for all FS actors. In this conference, regulators, financial institutions and their suppliers will articulate the key challenges of connecting fast moving 2024 regulatory demands via better, faster, cheaper and safer RegTech.
2024 Panels
RegTech 8 is covering real opportunities for collaboration, standards, mutualisation that are ‘here now’. This includes prudential/trade regulatory reporting, market abuse, ESG reporting, AI, Cyber, OpRes, OpRisk and TPRM. Come help shape the agenda!
Target Audience
TradFi and Digtal asset firms: Front office; Middle office risk, legal and compliance, regulatory SMEs: heads of regulatory change;
Back office: technology, data; Executive decision-makers: CDOs, CIOs, CAOs, COOs
Policy makers and regulators: Market policy, Financial Crime, Data privacy, Regulatory reporting .
2024 agenda
For speaking opportunities or to register interest in attending please Contact Us
About the session
RegTech has been given a big push by open source as the next big round of regulatory reforms is kicking off across the value chain. PJ Di Giammarino, Founder and CEO of JWG will share his perspectives on what is working well, what’s missing and what could be even better if. Listen in for the global view of RegTech opportunity across the sector.
Regulatory Challenges
- Trading: Transparency, Digital Assets, Market data, algo testing
- Conduct risk: Consumer duty/ ESG; AML/CFT/Sanctions; Market abuse; Comms surveillance; accountability
- Risk and data collection: Basel III/ IV, FRTB, ESG; 2028/9 EU/US data dictionaries and reporting rewrites
- Technology risk management: Op Res, AI, Cyber, TPRM
- Compliance: Horizon scanning; unlocking embedded compliance
About the session
Regulators are asking firms to raise the standard of regulatory returns to the same care and diligence given to financial reports and Basel IV is on its way. In parallel, Europe is redesigning its reporting system. Can ‘bottom up’ and ‘top down’ reporting methods align to a common view of what good looks like?
Regulatory Challenges
- Bank of Italy – Connecting the dots of the international debate on the standardization and granularity of regulatory data here
- ECB Integrated Reporting Framework here
- UK TDC data standards recommendations and BoE response here
- BCBS Progress in adopting 239 here
- EC common dictionary paper and conference here
- ESMA / US FDTA 5 year data plan here
- BIRD Logical Data Model release 6.1
- Data Point Model 2.0 (ISO 5116 ) here
- UK Transforming Data Collection here
- Basel 3.1 capital standards and Basel IV
- BoE CP16/22 here
- EBA 430C: feasibility report on the integrated reporting system here
- BoE CP4/23 Strong and Simple here PRA mansion house speech here
- IMF working paper on challenges faced by supervisors
New RegTech/SupTech drivers
About the session
8 counties, one goal, one standard, different implementations. Regulators have set their sights on better risk information sharing and data collection and Digital Regulatory Reporting (DRR) has made great strides over the past 18 months. How far has it come and how will Derivatives reporting change the game across JFSA, EU, US, UK, Australia, Singapore and Hong Kong?
Regulatory Challenges
- EU Machine-readable and executable reporting Q4 Workshop
- ESMA ‘core market data & the quality mandate’ MiFIR here
- Central repositories (EU SAP, NCS) FCA DP23/2
- EU Parliament back better access to market data here
- FCA wholesale trade data – Findings Report here
- EU/UK Consolidated Tape tender here
- Public/private collaboration, Open-source code Finos here
- Bank of England transforming data collection from the UK financial sector RegCast here and paper here
- European Commission supervisory data strategy here
- EU agenda to reduce reporting requirements by 25%
New RegTech/SupTech drivers
- EMIR unplugged here
- JWG to help firms meet new reporting expectations here
- JWG analysis of EU/US 5-year data plans here
- JWG derivatives analysis here
- JWG DRR 2023 research here
- JWG Regulatory Reporting task force here
- Thomson Reuters: Digital regulatory reporting efforts reach milestone with successful CFTC swaps reporting launch in Europe here
- RegCast: DRR music ups tempo here
- Analysis: EC pushes ahead with DRR; UK ambitions narrow here
- RegCast: MiFID III & Digitalising markets here
- RegCast: Digitzing derivative reporting with DRR here
About the session
As financial institutions face increasing pressure from regulators and customers to ensure transparency and ethical behaviour, the importance of surveillance RegTech has grown exponentially. But what drives the adoption of better technology? Is it fear of regulatory fines, greed for profit, or a genuine focus on customer safety? Research has shown that standardized business events and data dictionaries can streamline the process but what is the 2024 RegTech agenda?
Regulatory Challenges
- FCA Market watch 76 – flying and printing here
- Dear CEO letter for principal trading firms – Algo trading here
- FCA 05/22 Market Watch 69 – Observations on market abuse surveillance here
- SEC $80m hacking and trading scheme fine here
- Electronic communications surveillance fines summarised here
- FCA £13.6m fine of Citigroup for failed trade surveillance requirements here
- Economic Crime (Transparency and Enforcement) Act 2022 here
- Conduct, culture, AI and data policy
New RegTech/SupTech drivers
- JWG Q323 analysis – Regulatory Surveillance: Which camp are you in? here
- JWG Q323 analysis – RegTech Surveillance: breaking silos with digital models here
- JWG Q223 Analysis – Defining ‘Good Communications surveillance’ here
- TR analysis – FCA seeks tech boost for market surveillance here
- JWG analysis – Getting in Front of New 2023 Surveillance AI Controls here
- JWG analysis – Market Watch 69 & Surveillance RegTech here
- RegCast: Breaking surveillance silos here
- RegCast: Could integrated risk controls have saved SVB? here
- RegCast: Good digital surveillance here
- RegCast: Digital Surveillance of democratized finance here
- RegCast: Market Watch 69 & RegTech here
Managing Director - Global Head of Markets compliance, Global Head of Surveillance
About the session
With fines being issued and new regulatory deadlines approaching fast, ESG reporting data sourcing and ‘lineage back to text’ is giving Financial Controllers new headaches. 50,000 corporates’ green metrics, data and standards have become a board-level nightmare as new XBRL templates and open-source solutions glimmer on the horizon. How do you achieve ‘good green data’ for 2024 CSRD regulatory reporting?
Regulatory Challenges
- FCA to lead GFIN greenwashing TechSprint here
- Central banks and Supervisors Greening the Financial System here
- IOSCO FR04/23 Sustainability-related corporate reporting
- FCA Dear CEO ESG benchmarks review letter
- EU ESAs call for evidence on greenwashing
- AFME, Linklaters Sustainable Finance in Europe: Regulatory state of play
- AMF: SFDR Art 8/9 minimum environmental criteria
- SEC Commissioner speech at the California 40 Acts Group
- Singapore ACRA: raising the bar of financial reporting
- UN Sustainable Development Goals and Emissions Scope 1-3,
- The IFRS and BIS risk principles
- EUSFDR and CSRD
- EU Taxonomy Regulation already
- The International Sustainability Standards Board standards
- BIS Paper 132: Information governance in sustainable finance
- EU deforestation regulation here
- EU Corporate sustainability due diligence (CSDDD) here
About the session
By 2025, overlapping requirements to ensure operational resilience, control third party risk and improve technology governance – including AI – will require unprecedented transparency and assurance from a vast, complex supply chain. What will this mean to the current organisational silos and how can the sector decode these fast-moving targets and reduce systemic risk?
Regulatory Challenges
- BoJ use of cloud in FS survey results here UK Containerization guidance here, BIS managing cloud risk here
- EC Digital Operational Resilience 01/24 standards hearing here rules here ESA DORA technical advice here
- UK ICO Generative AI data protection and GenAI here and HMG framework here
- Netherlands AI masterplan here
- Singapore model AI governance framework for generative AI here
- FSI Insights on policy implementation No 53; Managing cloud risk
- US AI 012/24 fact sheet here strategic plan here and Whitehouse blueprint for AI bill of rights here
- EU Cyber resilience act here cybersecurity certification MRA here and background here
- APRA operational risk management – CPS 230 here PRA PS6/21 OpRes here
- HMT Critical third parties here PRA DP3/22 CTP here / PRA SS2/21 Outsourcing and TPRM here
- US Interagency Guidance on Third-Party Relationships: Risk Management here
- EU Artificial Intelligence Act leaked copies here and here original texts here and here
- UK National AI action plan here ICO guidance on AI and data here
- EU deforestation regulation here
- EU Corporate sustainability due diligence (CSDDD) here
New RegTech/SupTech drivers
- Legal assessment of draft EU AI act text here
- JWG Analysis: Decoding DORA standards: what it means here
- JWG Analysis: Accountability for GenAI here
- Forbes: New Financial Services Regs Will Require Comprehensive Action By Boards here
- JWG research report ‘Managing Digital Infrastructure Risk: a collaborative path to financial services safety’ here
- JWG analysis – the dawn of compliance FS infrastructure here
- EBA prudential disclosures on ESG risk here
- EBA Casper Platform here
- RegCast – digital supply chain transparency here
About the session
The next couple of years will shape RegTech as the marketplace evolves and regulation evolves with it. Strong planning and co-ordination across public and private sector are required. What are the key priorities for 2024 and how should leaders think about charting their future course?
Regulatory Challenges
- UK digital regulation here
- EU Parliament AI and digital tools in workplace management and evaluation here
- WEF Regulatory technology for the 21st century here
- HKMA regulatory technology in AML here
- IOSCO innovation facilitators here
- BIS big techs vs banks here
- UK-Japan financial regulatory forum here
- EBA benefits, challenges and risks of RegTech in the EU here
New RegTech/SupTech drivers
- RegCast Season 4 episode 1: Regcast Radar 2024 here
- JWG Analysis: Accountability for GenAI here
- JWG Analysis: RegTech for clean controls here
- JWG analysis – The rise of digitally native compliance here
- Golden-source libraries of regulatory obligations (RegDelta)
- RegCast: Digitizing Compliance’s many dashboards here
- RegCast: TegTech from Horizon to controls here
- RegCast: Digital Compliance here
